Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, MAN NA
Chinese Name of Relevant Individual
蘇敏娜
HKMA Registration Number
AF6214
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BENEFITS (MPF RELATED ONLY)
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BENEFITS (MPF RELATED ONLY)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2019 - 20 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2019 - 20 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2012 - 04 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2012 - 04 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, MAN NA
:
Chinese Name of Relevant Individual
蘇敏娜
:
HKMA Registration Number
AF6214
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Aug 2021
No
CORPORATE BENEFITS (MPF RELATED ONLY)
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Aug 2021
No
CORPORATE BENEFITS (MPF RELATED ONLY)
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6214
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 12 Aug 2021
No
AF6214
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 12 Aug 2021
No
AF6214
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
20 Jul 2019 - 20 Oct 2020
No
AF6214
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
20 Jul 2019 - 20 Oct 2020
No
AF6214
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
12 Jun 2012 - 04 May 2013
No
AF6214
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
12 Jun 2012 - 04 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.