Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MO, HOI FAI KEN
Chinese Name of Relevant Individual
毛凱暉
HKMA Registration Number
AF6223
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2013 - 10 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2012 - 06 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2012 - 06 Jan 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MO, HOI FAI KEN
:
Chinese Name of Relevant Individual
毛凱暉
:
HKMA Registration Number
AF6223
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6223
WING HANG BANK, LIMITED
Type 1: dealing in securities
17 Jul 2013 - 10 Aug 2014
No
AF6223
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jun 2012 - 06 Jan 2013
No
AF6223
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Jun 2012 - 06 Jan 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.