Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUK, SIU CHEUNG
Chinese Name of Relevant Individual
陸紹祥
HKMA Registration Number
AF6239
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2014 - 07 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2014 - 07 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2012 - 23 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2012 - 23 Feb 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUK, SIU CHEUNG
:
Chinese Name of Relevant Individual
陸紹祥
:
HKMA Registration Number
AF6239
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6239
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Mar 2014 - 07 Oct 2014
No
AF6239
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Mar 2014 - 07 Oct 2014
No
AF6239
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
14 Jul 2012 - 23 Feb 2014
No
AF6239
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
14 Jun 2012 - 23 Feb 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.