Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KA YEE
Chinese Name of Relevant Individual
吳嘉儀
HKMA Registration Number
AF6242
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2012 - 03 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2012 - 03 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2012 - 05 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2012 - 05 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jun 2012 - 05 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KA YEE
:
Chinese Name of Relevant Individual
吳嘉儀
:
HKMA Registration Number
AF6242
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6242
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Sep 2012 - 03 Feb 2013
No
AF6242
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Sep 2012 - 03 Feb 2013
No
AF6242
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Jun 2012 - 05 Aug 2012
No
AF6242
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Jun 2012 - 05 Aug 2012
No
AF6242
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jun 2012 - 05 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.