Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JOTE, VIJAY C
Chinese Name of Relevant Individual
HKMA Registration Number
AF6257
Other HKMA Registration Number(s)
AE5140
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2013 - 08 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Nov 2013 - 08 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
25 Jul 2012 - 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2011 - 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2011 - 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2010 - 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2010 - 19 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
15 Jun 2012 - 23 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JOTE, VIJAY C
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6257
:
Other HKMA Registration Number(s)
AE5140
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6257
BNP PARIBAS
Type 1: dealing in securities
07 Nov 2013 - 08 Nov 2022
No
AF6257
BNP PARIBAS
Type 6: advising on corporate finance
07 Nov 2013 - 08 Nov 2022
No
AE5140
CITIBANK, N.A.
Type 9: asset management
25 Jul 2012 - 19 Sep 2013
No
AE5140
CITIBANK, N.A.
Type 4: advising on securities
09 Jul 2011 - 19 Sep 2013
No
AE5140
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
09 Jul 2011 - 19 Sep 2013
No
AE5140
CITIBANK, N.A.
Type 1: dealing in securities
13 Jan 2010 - 19 Sep 2013
No
AE5140
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Jan 2010 - 19 Sep 2013
No
AF6257
CITIBANK, N.A.
Type 9: asset management
15 Jun 2012 - 23 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.