Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NA, HOJIN
Chinese Name of Relevant Individual
羅虎鎮
HKMA Registration Number
AF6307
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHINHAN ASIA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
20 Jun 2012 - 24 Dec 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHINHAN ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2013 - 02 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHINHAN ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2012 - 17 Mar 2013
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NA, HOJIN
:
Chinese Name of Relevant Individual
羅虎鎮
:
HKMA Registration Number
AF6307
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6307
SHINHAN ASIA LIMITED
Type 9: asset management
20 Jun 2012 - 24 Dec 2018
Yes
AF6307
SHINHAN ASIA LIMITED
Type 1: dealing in securities
18 Mar 2013 - 02 Dec 2018
No
AF6307
SHINHAN ASIA LIMITED
Type 1: dealing in securities
20 Jun 2012 - 17 Mar 2013
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.