Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSOI, KA WING ERIC
Chinese Name of Relevant Individual
蔡家榮
HKMA Registration Number
AF6316
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2013 - 28 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2013 - 28 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2012 - 14 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2012 - 14 Oct 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSOI, KA WING ERIC
:
Chinese Name of Relevant Individual
蔡家榮
:
HKMA Registration Number
AF6316
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6316
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2013 - 28 Oct 2015
No
AF6316
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2013 - 28 Oct 2015
No
AF6316
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jun 2012 - 14 Oct 2012
No
AF6316
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jun 2012 - 14 Oct 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.