Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, CHEN ZHI
Chinese Name of Relevant Individual
吳晨之
HKMA Registration Number
AF6325
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2013 - 10 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2013 - 10 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2012 - 24 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2012 - 24 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, CHEN ZHI
:
Chinese Name of Relevant Individual
吳晨之
:
HKMA Registration Number
AF6325
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6325
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
24 Sep 2013 - 10 Oct 2014
No
AF6325
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
24 Sep 2013 - 10 Oct 2014
No
AF6325
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
21 Jun 2012 - 24 May 2013
No
AF6325
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
21 Jun 2012 - 24 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.