Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, TUNG-CHANG
Chinese Name of Relevant Individual
HKMA Registration Number
AF6380
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
17 Jun 2014 - 17 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
17 Jun 2014 - 17 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2012 - 17 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2012 - 17 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
28 Jun 2012 - 17 Dec 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, TUNG-CHANG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6380
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6380
LGT BANK AG
Type 2: dealing in futures contracts
17 Jun 2014 - 17 Dec 2021
No
AF6380
LGT BANK AG
Type 5: advising on futures contracts
17 Jun 2014 - 17 Dec 2021
No
AF6380
LGT BANK AG
Type 1: dealing in securities
28 Jun 2012 - 17 Dec 2021
No
AF6380
LGT BANK AG
Type 4: advising on securities
28 Jun 2012 - 17 Dec 2021
No
AF6380
LGT BANK AG
Type 9: asset management
28 Jun 2012 - 17 Dec 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.