Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEN, XIAOXIN
Chinese Name of Relevant Individual
沈曉信
HKMA Registration Number
AF6429
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2012 - 16 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2012 - 16 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2012 - 16 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2012 - 16 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2012 - 24 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2012 - 24 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2012 - 24 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2012 - 24 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEN, XIAOXIN
:
Chinese Name of Relevant Individual
沈曉信
:
HKMA Registration Number
AF6429
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6429
CITIBANK, N.A.
Type 1: dealing in securities
29 Aug 2012 - 16 Dec 2013
No
AF6429
CITIBANK, N.A.
Type 4: advising on securities
29 Aug 2012 - 16 Dec 2013
No
AF6429
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Aug 2012 - 16 Dec 2013
No
AF6429
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
29 Aug 2012 - 16 Dec 2013
No
AF6429
CITIBANK, N.A.
Type 1: dealing in securities
03 Jul 2012 - 24 Aug 2012
No
AF6429
CITIBANK, N.A.
Type 4: advising on securities
03 Jul 2012 - 24 Aug 2012
No
AF6429
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Jul 2012 - 24 Aug 2012
No
AF6429
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
03 Jul 2012 - 24 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.