Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, SARAH ANN
Chinese Name of Relevant Individual
馮潔詠
HKMA Registration Number
AF6431
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2015 - 12 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2015 - 12 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2012 - 19 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
03 Jul 2012 - 19 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, SARAH ANN
:
Chinese Name of Relevant Individual
馮潔詠
:
HKMA Registration Number
AF6431
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6431
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
20 Jan 2015 - 12 Jun 2015
No
AF6431
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
20 Jan 2015 - 12 Jun 2015
No
AF6431
BANK MORGAN STANLEY AG
Type 1: dealing in securities
03 Jul 2012 - 19 Nov 2014
No
AF6431
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
03 Jul 2012 - 19 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.