Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PANICKER, LAYA
Chinese Name of Relevant Individual
HKMA Registration Number
AF6432
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2015 - 20 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2015 - 20 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2014 - 26 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2014 - 26 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2013 - 23 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2013 - 23 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2013 - 13 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2013 - 13 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2012 - 06 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2012 - 06 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PANICKER, LAYA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6432
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6432
TORONTO-DOMINION BANK
Type 1: dealing in securities
18 Apr 2015 - 20 Apr 2015
No
AF6432
TORONTO-DOMINION BANK
Type 4: advising on securities
18 Apr 2015 - 20 Apr 2015
No
AF6432
TORONTO-DOMINION BANK
Type 1: dealing in securities
25 Nov 2014 - 26 Nov 2014
No
AF6432
TORONTO-DOMINION BANK
Type 4: advising on securities
25 Nov 2014 - 26 Nov 2014
No
AF6432
TORONTO-DOMINION BANK
Type 1: dealing in securities
22 Jul 2013 - 23 Jul 2013
No
AF6432
TORONTO-DOMINION BANK
Type 4: advising on securities
22 Jul 2013 - 23 Jul 2013
No
AF6432
TORONTO-DOMINION BANK
Type 1: dealing in securities
12 Mar 2013 - 13 Mar 2013
No
AF6432
TORONTO-DOMINION BANK
Type 4: advising on securities
12 Mar 2013 - 13 Mar 2013
No
AF6432
TORONTO-DOMINION BANK
Type 1: dealing in securities
04 Jul 2012 - 06 Jul 2012
No
AF6432
TORONTO-DOMINION BANK
Type 4: advising on securities
04 Jul 2012 - 06 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.