Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, RINGO CHI CHUN
Chinese Name of Relevant Individual
陳子進
HKMA Registration Number
AF6441
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2023 - 29 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2023 - 29 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2021 - 14 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2021 - 14 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2017 - 21 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2017 - 21 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Jan 2017 - 21 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2015 - 30 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2015 - 30 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2014 - 13 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2014 - 13 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2012 - 19 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2012 - 19 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, RINGO CHI CHUN
:
Chinese Name of Relevant Individual
陳子進
:
HKMA Registration Number
AF6441
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
22 Jan 2025
No
DIRECTOR
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
22 Jan 2025
No
DIRECTOR
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6441
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 22 Jan 2025
No
AF6441
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 22 Jan 2025
No
AF6441
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Oct 2023 - 29 Dec 2024
No
AF6441
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Oct 2023 - 29 Dec 2024
No
AF6441
CREDIT SUISSE AG
Type 1: dealing in securities
21 Apr 2021 - 14 Jul 2023
No
AF6441
CREDIT SUISSE AG
Type 4: advising on securities
21 Apr 2021 - 14 Jul 2023
No
AF6441
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Jan 2017 - 21 Mar 2021
No
AF6441
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Jan 2017 - 21 Mar 2021
No
AF6441
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Jan 2017 - 21 Mar 2021
No
AF6441
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2015 - 30 Nov 2016
No
AF6441
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 May 2015 - 30 Nov 2016
No
AF6441
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Oct 2014 - 13 Jan 2015
No
AF6441
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Oct 2014 - 13 Jan 2015
No
AF6441
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
04 Jul 2012 - 19 Aug 2014
No
AF6441
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
04 Jul 2012 - 19 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.