Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, ARNOLD TIN PO
Chinese Name of Relevant Individual
黃天保
HKMA Registration Number
AF6446
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2012 - 23 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2012 - 23 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Jul 2012 - 23 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, ARNOLD TIN PO
:
Chinese Name of Relevant Individual
黃天保
:
HKMA Registration Number
AF6446
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6446
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
04 Jul 2012 - 23 Mar 2015
No
AF6446
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
04 Jul 2012 - 23 Mar 2015
No
AF6446
BANK OF NOVA SCOTIA (THE)
Type 6: advising on corporate finance
04 Jul 2012 - 23 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.