Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAN, MEN HIN
Chinese Name of Relevant Individual
殷民軒
HKMA Registration Number
AF6448
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
PRINCIPAL DEALER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
PRINCIPAL DEALER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2012 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2012 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Jul 2012 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAN, MEN HIN
:
Chinese Name of Relevant Individual
殷民軒
:
HKMA Registration Number
AF6448
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2022
No
PRINCIPAL DEALER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 May 2022
No
PRINCIPAL DEALER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6448
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 21 May 2022
No
AF6448
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 21 May 2022
No
AF6448
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
04 Jul 2012 - 04 Jun 2014
No
AF6448
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
04 Jul 2012 - 04 Jun 2014
No
AF6448
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
04 Jul 2012 - 04 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.