Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIA, AUN LING
Chinese Name of Relevant Individual
HKMA Registration Number
AF6493
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2015 - 17 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2014 - 11 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2013 - 21 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2013 - 05 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2012 - 07 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2012 - 02 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIA, AUN LING
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6493
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6493
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Apr 2015 - 17 Apr 2015
No
AF6493
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Apr 2014 - 11 Apr 2014
No
AF6493
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Nov 2013 - 21 Nov 2013
No
AF6493
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Jun 2013 - 05 Jun 2013
No
AF6493
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Dec 2012 - 07 Dec 2012
No
AF6493
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Jul 2012 - 02 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.