Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, YEN-HSIA
Chinese Name of Relevant Individual
HKMA Registration Number
AF6514
Other HKMA Registration Number(s)
AG3115
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2026 - 01 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2026 - 11 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2025 - 19 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2025 - 11 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2025 - 10 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2024 - 04 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2024 - 02 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2024 - 17 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2023 - 23 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2023 - 10 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2020 - 17 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2019 - 28 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2019 - 08 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2019 - 20 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2018 - 28 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 37
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, YEN-HSIA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6514
:
Other HKMA Registration Number(s)
AG3115
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3115
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
27 Mar 2026 - 01 Apr 2026
No
AG3115
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jan 2026 - 11 Jan 2026
No
AG3115
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
18 Aug 2025 - 19 Aug 2025
No
AG3115
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
08 Jul 2025 - 11 Jul 2025
No
AG3115
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jan 2025 - 10 Jan 2025
No
AG3115
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
28 Jun 2024 - 04 Jul 2024
No
AG3115
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
29 Apr 2024 - 02 May 2024
No
AG3115
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
15 Apr 2024 - 17 Apr 2024
No
AG3115
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
21 Aug 2023 - 23 Aug 2023
No
AG3115
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
03 Mar 2023 - 10 Mar 2023
No
AG3115
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
15 Jan 2020 - 17 Jan 2020
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
26 Aug 2019 - 28 Aug 2019
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Mar 2019 - 08 Mar 2019
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Jan 2019 - 20 Jan 2019
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Oct 2018 - 28 Oct 2018
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Jun 2018 - 10 Jun 2018
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
15 Jan 2018 - 21 Jan 2018
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Sep 2017 - 18 Sep 2017
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Aug 2017 - 31 Aug 2017
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Mar 2017 - 25 Mar 2017
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Jan 2017 - 23 Jan 2017
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Nov 2016 - 10 Nov 2016
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
16 Aug 2016 - 19 Aug 2016
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Apr 2016 - 24 Apr 2016
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
17 Jan 2016 - 24 Jan 2016
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Nov 2015 - 06 Nov 2015
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Sep 2015 - 02 Oct 2015
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Jun 2015 - 15 Jun 2015
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
26 Mar 2015 - 31 Mar 2015
No
AG3115
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
26 Mar 2015 - 31 Mar 2015
No
AG3115
BANK MORGAN STANLEY AG
Type 1: dealing in securities
18 Jan 2015 - 24 Jan 2015
No
AG3115
BANK MORGAN STANLEY AG
Type 1: dealing in securities
09 Jul 2014 - 12 Jul 2014
No
AG3115
BANK MORGAN STANLEY AG
Type 1: dealing in securities
13 Apr 2014 - 17 Apr 2014
No
AF6514
BANK MORGAN STANLEY AG
Type 1: dealing in securities
20 Nov 2013 - 25 Nov 2013
No
AF6514
BANK MORGAN STANLEY AG
Type 1: dealing in securities
18 Jun 2013 - 22 Jun 2013
No
AF6514
BANK MORGAN STANLEY AG
Type 1: dealing in securities
14 May 2013 - 17 May 2013
No
AF6514
BANK MORGAN STANLEY AG
Type 1: dealing in securities
12 Jul 2012 - 18 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
