Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, WAYNE KY
Chinese Name of Relevant Individual
楊文傑
HKMA Registration Number
AF6521
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2012 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2012 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2012 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2012 - 30 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, WAYNE KY
:
Chinese Name of Relevant Individual
楊文傑
:
HKMA Registration Number
AF6521
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6521
CITIBANK, N.A.
Type 1: dealing in securities
13 Jul 2012 - 30 Nov 2014
No
AF6521
CITIBANK, N.A.
Type 4: advising on securities
13 Jul 2012 - 30 Nov 2014
No
AF6521
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Jul 2012 - 30 Nov 2014
No
AF6521
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
13 Jul 2012 - 30 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
