Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HWANG, PAUL
Chinese Name of Relevant Individual
HKMA Registration Number
AF6542
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2014 - 28 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2013 - 07 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2013 - 07 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2013 - 27 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2012 - 12 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2012 - 18 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HWANG, PAUL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6542
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6542
BARCLAYS BANK PLC
Type 4: advising on securities
26 May 2014 - 28 May 2014
No
AF6542
BARCLAYS BANK PLC
Type 4: advising on securities
28 Aug 2013 - 07 Sep 2013
No
AF6542
BARCLAYS BANK PLC
Type 4: advising on securities
05 May 2013 - 07 May 2013
No
AF6542
BARCLAYS BANK PLC
Type 4: advising on securities
24 Feb 2013 - 27 Feb 2013
No
AF6542
BARCLAYS BANK PLC
Type 4: advising on securities
07 Oct 2012 - 12 Oct 2012
No
AF6542
BARCLAYS BANK PLC
Type 4: advising on securities
16 Jul 2012 - 18 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.