Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PONG, WING YI
Chinese Name of Relevant Individual
龐詠怡
HKMA Registration Number
AF6579
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2024 - 30 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2024 - 30 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2023 - 26 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2023 - 26 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2022 - 29 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2022 - 29 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2022 - 10 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2022 - 10 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2018 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2018 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2015 - 29 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2014 - 29 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Nov 2014 - 29 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PONG, WING YI
:
Chinese Name of Relevant Individual
龐詠怡
:
HKMA Registration Number
AF6579
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6579
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jul 2024 - 30 Aug 2024
No
AF6579
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
31 Jul 2024 - 30 Aug 2024
No
AF6579
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
26 Jul 2023 - 26 Mar 2024
No
AF6579
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
26 Jul 2023 - 26 Mar 2024
No
AF6579
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Sep 2022 - 29 Mar 2023
No
AF6579
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Sep 2022 - 29 Mar 2023
No
AF6579
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
26 Jul 2022 - 10 Aug 2022
No
AF6579
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
26 Jul 2022 - 10 Aug 2022
No
AF6579
DAH SING BANK, LIMITED
Type 1: dealing in securities
23 Nov 2018 - 31 Mar 2022
No
AF6579
DAH SING BANK, LIMITED
Type 4: advising on securities
23 Nov 2018 - 31 Mar 2022
No
AF6579
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Jul 2015 - 29 Dec 2015
No
AF6579
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Nov 2014 - 29 Dec 2015
No
AF6579
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Nov 2014 - 29 Dec 2015
No
AF6579
WING LUNG BANK LIMITED
Type 1: dealing in securities
06 May 2014 - 22 Sep 2014
No
AF6579
WING LUNG BANK LIMITED
Type 4: advising on securities
06 May 2014 - 22 Sep 2014
No
AF6579
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Jul 2013 - 11 Aug 2013
No
AF6579
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Jul 2013 - 11 Aug 2013
No
AF6579
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2012 - 20 May 2013
No
AF6579
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jul 2012 - 20 May 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.