Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, PUI MAN
Chinese Name of Relevant Individual

廖沛雯
HKMA Registration Number
AF6580
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Dec 2017
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICES, ASSOCIATE MANAGER
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Dec 2017
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICES, ASSOCIATE MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, PUI MAN
:
Chinese Name of Relevant Individual
廖沛雯
:
HKMA Registration Number
AF6580
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
16 Dec 2017
No
CLIENT SERVICES, ASSOCIATE MANAGER
CTBC BANK CO., LTD.
Type 4: advising on securities
16 Dec 2017
No
CLIENT SERVICES, ASSOCIATE MANAGER