Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, DAE HO
Chinese Name of Relevant Individual
HKMA Registration Number
AF6587
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2013 - 29 Sep 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2013 - 29 Sep 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
03 Apr 2013 - 29 Sep 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2012 - 02 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2012 - 02 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
20 Jul 2012 - 02 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, DAE HO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6587
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6587
KEB ASIA FINANCE LIMITED
Type 1: dealing in securities
03 Apr 2013 - 29 Sep 2013
Yes
AF6587
KEB ASIA FINANCE LIMITED
Type 4: advising on securities
03 Apr 2013 - 29 Sep 2013
Yes
AF6587
KEB ASIA FINANCE LIMITED
Type 9: asset management
03 Apr 2013 - 29 Sep 2013
Yes
AF6587
KEB ASIA FINANCE LIMITED
Type 1: dealing in securities
20 Jul 2012 - 02 Apr 2013
No
AF6587
KEB ASIA FINANCE LIMITED
Type 4: advising on securities
20 Jul 2012 - 02 Apr 2013
No
AF6587
KEB ASIA FINANCE LIMITED
Type 9: asset management
20 Jul 2012 - 02 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.