Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZENG, YU
Chinese Name of Relevant Individual
曾宇
HKMA Registration Number
AF6599
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2017 - 30 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2017 - 28 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2016 - 14 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2016 - 27 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2016 - 27 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 May 2016 - 27 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2016 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2016 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Apr 2016 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2012 - 21 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2012 - 21 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jul 2012 - 21 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2012 - 21 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2012 - 21 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jul 2012 - 21 Jan 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZENG, YU
:
Chinese Name of Relevant Individual
曾宇
:
HKMA Registration Number
AF6599
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Mar 2017 - 30 Mar 2020
No
AF6599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Jan 2017 - 28 Feb 2017
No
AF6599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Nov 2016 - 14 Dec 2016
No
AF6599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 May 2016 - 27 May 2016
No
AF6599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 May 2016 - 27 May 2016
No
AF6599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
25 May 2016 - 27 May 2016
No
AF6599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Apr 2016 - 15 Apr 2016
No
AF6599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Apr 2016 - 15 Apr 2016
No
AF6599
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
13 Apr 2016 - 15 Apr 2016
No
AF6599
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
21 Jul 2012 - 21 Jan 2013
No
AF6599
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
21 Jul 2012 - 21 Jan 2013
No
AF6599
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 6: advising on corporate finance
21 Jul 2012 - 21 Jan 2013
No
AF6599
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
21 Jul 2012 - 21 Jan 2013
No
AF6599
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 4: advising on securities
21 Jul 2012 - 21 Jan 2013
No
AF6599
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 6: advising on corporate finance
21 Jul 2012 - 21 Jan 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.