Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, CHI WAI
Chinese Name of Relevant Individual
洪紫慧
HKMA Registration Number
AF6631
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2018 - 03 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2018 - 03 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2012 - 27 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2012 - 27 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, CHI WAI
:
Chinese Name of Relevant Individual
洪紫慧
:
HKMA Registration Number
AF6631
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6631
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
04 Jul 2018 - 03 May 2021
No
AF6631
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
04 Jul 2018 - 03 May 2021
No
AF6631
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jul 2012 - 27 May 2018
No
AF6631
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Jul 2012 - 27 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.