Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, CHIU HSUAN
Chinese Name of Relevant Individual
吳秋璇
HKMA Registration Number
AF6670
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2019 - 07 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2019 - 07 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2012 - 14 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2012 - 14 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2012 - 25 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2012 - 25 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, CHIU HSUAN
:
Chinese Name of Relevant Individual
吳秋璇
:
HKMA Registration Number
AF6670
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6670
EFG BANK AG
Type 1: dealing in securities
27 Jul 2019 - 07 Oct 2022
No
AF6670
EFG BANK AG
Type 4: advising on securities
27 Jul 2019 - 07 Oct 2022
No
AF6670
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
04 Aug 2012 - 14 May 2019
No
AF6670
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
04 Aug 2012 - 14 May 2019
No
AF6670
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
27 Jul 2012 - 25 Jul 2012
No
AF6670
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
27 Jul 2012 - 25 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.