Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, HIN YEUNG ERNIE
Chinese Name of Relevant Individual
何衍揚
HKMA Registration Number
AF6689
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2016 - 13 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2012 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2012 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, HIN YEUNG ERNIE
:
Chinese Name of Relevant Individual
何衍揚
:
HKMA Registration Number
AF6689
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6689
BNP PARIBAS
Type 1: dealing in securities
27 Apr 2016 - 13 Sep 2020
No
AF6689
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jul 2012 - 15 Apr 2016
No
AF6689
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Jul 2012 - 15 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
