Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WEN, MING FEN
Chinese Name of Relevant Individual
温明芬
HKMA Registration Number
AF6732
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2015 - 04 May 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2015 - 04 May 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 9: asset management
Effective Period
27 Feb 2015 - 04 May 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2012 - 26 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WEN, MING FEN
:
Chinese Name of Relevant Individual
温明芬
:
HKMA Registration Number
AF6732
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6732
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
05 Oct 2015 - 04 May 2021
Yes
AF6732
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
27 Feb 2015 - 04 May 2021
Yes
AF6732
CA INDOSUEZ (SWITZERLAND) SA
Type 9: asset management
27 Feb 2015 - 04 May 2021
Yes
AF6732
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
02 Aug 2012 - 26 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.