Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, CHI LEUNG
Chinese Name of Relevant Individual
胡智良
HKMA Registration Number
AF6752
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 May 2021
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTION, PRIVATE BANKING
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
First date of engagement
25 May 2021
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTION, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ROYAL BANK OF CANADA
SFC CE number
AAE727
Business Address
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2013 - 06 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2013 - 06 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2012 - 12 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2012 - 12 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, CHI LEUNG
:
Chinese Name of Relevant Individual
胡智良
:
HKMA Registration Number
AF6752
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ROYAL BANK OF CANADA
Type 1: dealing in securities
25 May 2021
No
EXECUTION, PRIVATE BANKING
ROYAL BANK OF CANADA
Type 4: advising on securities
25 May 2021
No
EXECUTION, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
ROYAL BANK OF CANADA
AAE727
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6752
ROYAL BANK OF CANADA
Type 1: dealing in securities
Since 25 May 2021
No
AF6752
ROYAL BANK OF CANADA
Type 4: advising on securities
Since 25 May 2021
No
AF6752
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
07 Nov 2013 - 06 Nov 2014
No
AF6752
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
07 Nov 2013 - 06 Nov 2014
No
AF6752
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
03 Aug 2012 - 12 Aug 2013
No
AF6752
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
03 Aug 2012 - 12 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.