Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, PAN HOI
Chinese Name of Relevant Individual
吳斌海
HKMA Registration Number
AF6755
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2015 - 01 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2015 - 01 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2012 - 18 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2012 - 18 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Aug 2012 - 18 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, PAN HOI
:
Chinese Name of Relevant Individual
吳斌海
:
HKMA Registration Number
AF6755
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6755
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Mar 2015 - 01 Jun 2017
No
AF6755
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Mar 2015 - 01 Jun 2017
No
AF6755
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Nov 2012 - 18 Jan 2015
No
AF6755
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Aug 2012 - 18 Jan 2015
No
AF6755
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Aug 2012 - 18 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.