Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KA YI
Chinese Name of Relevant Individual
陳嘉怡
HKMA Registration Number
AF6777
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2025 - 20 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2024 - 06 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2024 - 06 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2019 - 03 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2019 - 03 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2017 - 05 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2017 - 05 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2016 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2016 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2012 - 03 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2012 - 03 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Aug 2012 - 03 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KA YI
:
Chinese Name of Relevant Individual
陳嘉怡
:
HKMA Registration Number
AF6777
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6777
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
30 Sep 2025 - 20 Apr 2026
No
AF6777
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
21 Jun 2024 - 06 Oct 2024
No
AF6777
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
21 Jun 2024 - 06 Oct 2024
No
AF6777
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
22 May 2019 - 03 Aug 2022
No
AF6777
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
22 May 2019 - 03 Aug 2022
No
AF6777
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 Oct 2017 - 05 Apr 2019
No
AF6777
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 Oct 2017 - 05 Apr 2019
No
AF6777
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
13 Apr 2016 - 31 Aug 2017
No
AF6777
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
13 Apr 2016 - 31 Aug 2017
No
AF6777
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Aug 2012 - 03 Aug 2014
No
AF6777
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Aug 2012 - 03 Aug 2014
No
AF6777
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Aug 2012 - 03 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.