Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, HUAI
Chinese Name of Relevant Individual
楊槐
HKMA Registration Number
AF6781
Other HKMA Registration Number(s)
AC3289
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2022 - 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2022 - 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Sep 2022 - 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2012 - 30 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2012 - 30 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Aug 2012 - 30 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2004 - 01 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Oct 2004 - 01 Jun 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, HUAI
:
Chinese Name of Relevant Individual
楊槐
:
HKMA Registration Number
AF6781
:
Other HKMA Registration Number(s)
AC3289
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC3289
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
06 Sep 2022 - 31 Jan 2026
No
AC3289
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
06 Sep 2022 - 31 Jan 2026
No
AC3289
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
06 Sep 2022 - 31 Jan 2026
No
AF6781
UBS AG
Type 1: dealing in securities
07 Aug 2012 - 30 Oct 2013
No
AF6781
UBS AG
Type 4: advising on securities
07 Aug 2012 - 30 Oct 2013
No
AF6781
UBS AG
Type 6: advising on corporate finance
07 Aug 2012 - 30 Oct 2013
No
AC3289
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Oct 2004 - 01 Jun 2009
No
AC3289
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
01 Oct 2004 - 01 Jun 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.