Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, PAK HUNG
Chinese Name of Relevant Individual
蘇柏鴻
HKMA Registration Number
AF6783
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2016 - 22 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
29 Apr 2016 - 22 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2016 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2016 - 19 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2016 - 19 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2015 - 24 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2012 - 05 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2012 - 05 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, PAK HUNG
:
Chinese Name of Relevant Individual
蘇柏鴻
:
HKMA Registration Number
AF6783
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6783
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 Apr 2016 - 22 Apr 2018
No
AF6783
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
29 Apr 2016 - 22 Apr 2018
No
AF6783
HANG SENG BANK, LIMITED
Type 4: advising on securities
29 Apr 2016 - 27 Mar 2018
No
AF6783
WING LUNG BANK LIMITED
Type 1: dealing in securities
06 Jan 2016 - 19 Feb 2016
No
AF6783
WING LUNG BANK LIMITED
Type 4: advising on securities
06 Jan 2016 - 19 Feb 2016
No
AF6783
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Apr 2015 - 24 Sep 2015
No
AF6783
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Aug 2012 - 05 Mar 2015
No
AF6783
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Aug 2012 - 05 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.