Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, WAI YI
Chinese Name of Relevant Individual
張維怡
HKMA Registration Number
AF6784
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2020 - 23 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2020 - 23 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2016 - 20 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2016 - 20 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2015 - 23 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2014 - 15 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2014 - 15 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 29 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 Nov 2013 - 29 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2012 - 19 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2012 - 19 Oct 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, WAI YI
:
Chinese Name of Relevant Individual
張維怡
:
HKMA Registration Number
AF6784
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6784
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
13 Oct 2020 - 23 Nov 2020
No
AF6784
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
13 Oct 2020 - 23 Nov 2020
No
AF6784
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
19 Mar 2016 - 20 Apr 2016
No
AF6784
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
19 Mar 2016 - 20 Apr 2016
No
AF6784
UBS AG
Type 1: dealing in securities
29 Jul 2015 - 23 Dec 2015
No
AF6784
CREDIT SUISSE AG
Type 1: dealing in securities
30 Oct 2014 - 15 May 2015
No
AF6784
CREDIT SUISSE AG
Type 4: advising on securities
30 Oct 2014 - 15 May 2015
No
AF6784
BANK MORGAN STANLEY AG
Type 1: dealing in securities
01 Nov 2013 - 29 Dec 2013
No
AF6784
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
01 Nov 2013 - 29 Dec 2013
No
AF6784
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Aug 2012 - 19 Oct 2012
No
AF6784
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Aug 2012 - 19 Oct 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.