Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, CHUN YEUNG
Chinese Name of Relevant Individual
温駿揚
HKMA Registration Number
AF6798
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2026 - 07 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2026 - 07 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2020 - 25 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2020 - 25 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Dec 2020 - 25 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2019 - 07 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2019 - 07 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2018 - 02 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2018 - 02 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Sep 2018 - 02 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2017 - 27 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2017 - 27 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2015 - 12 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2015 - 12 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2014 - 14 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, CHUN YEUNG
:
Chinese Name of Relevant Individual
温駿揚
:
HKMA Registration Number
AF6798
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6798
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2026 - 07 May 2026
No
AF6798
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2026 - 07 May 2026
No
AF6798
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Dec 2020 - 25 Nov 2025
No
AF6798
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Dec 2020 - 25 Nov 2025
No
AF6798
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Dec 2020 - 25 Nov 2025
No
AF6798
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Sep 2019 - 07 Nov 2020
No
AF6798
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
25 Sep 2019 - 07 Nov 2020
No
AF6798
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Sep 2018 - 02 Sep 2019
No
AF6798
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Sep 2018 - 02 Sep 2019
No
AF6798
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Sep 2018 - 02 Sep 2019
No
AF6798
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
19 May 2017 - 27 Dec 2017
No
AF6798
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
19 May 2017 - 27 Dec 2017
No
AF6798
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
11 Jun 2015 - 12 Mar 2017
No
AF6798
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
11 Jun 2015 - 12 Mar 2017
No
AF6798
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Jan 2014 - 14 May 2015
No
AF6798
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Jan 2014 - 14 May 2015
No
AF6798
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Jan 2014 - 14 May 2015
No
AF6798
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Aug 2012 - 22 Nov 2013
No
AF6798
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Aug 2012 - 22 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
