Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
VAES, CHRISTOPHE
Chinese Name of Relevant Individual
HKMA Registration Number
AF6808
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2024 - 25 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2023 - 31 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2023 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2023 - 12 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2023 - 17 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2019 - 05 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2012 - 25 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2012 - 25 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
VAES, CHRISTOPHE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6808
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6808
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Jan 2024 - 25 Jan 2024
No
AF6808
BARCLAYS BANK PLC
Type 1: dealing in securities
30 Oct 2023 - 31 Oct 2023
No
AF6808
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Sep 2023 - 15 Sep 2023
No
AF6808
BARCLAYS BANK PLC
Type 1: dealing in securities
08 May 2023 - 12 May 2023
No
AF6808
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jan 2023 - 17 Jan 2023
No
AF6808
BARCLAYS BANK PLC
Type 1: dealing in securities
20 May 2019 - 05 Jun 2022
No
AF6808
CITIBANK, N.A.
Type 1: dealing in securities
10 Aug 2012 - 25 Feb 2019
No
AF6808
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Aug 2012 - 25 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.