Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, GAVIN
Chinese Name of Relevant Individual
鄭嘉誠
HKMA Registration Number
AF6815
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2014 - 16 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2014 - 16 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2012 - 15 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2012 - 15 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, GAVIN
:
Chinese Name of Relevant Individual
鄭嘉誠
:
HKMA Registration Number
AF6815
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6815
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jul 2014 - 16 May 2015
No
AF6815
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Jul 2014 - 16 May 2015
No
AF6815
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Aug 2012 - 15 Jul 2014
No
AF6815
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Aug 2012 - 15 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.