Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, SIU FUNG
Chinese Name of Relevant Individual
洪肇峰
HKMA Registration Number
AF6836
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, BRANCHES
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, BRANCHES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2023 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2023 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Mar 2023 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2020 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2020 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Nov 2020 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2020 - 21 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2020 - 21 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2018 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2018 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2018 - 05 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2018 - 05 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2016 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, SIU FUNG
:
Chinese Name of Relevant Individual
洪肇峰
:
HKMA Registration Number
AF6836
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 Jun 2024
No
RELATIONSHIP MANAGEMENT, BRANCHES
DAH SING BANK, LIMITED
Type 4: advising on securities
07 Jun 2024
No
RELATIONSHIP MANAGEMENT, BRANCHES
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6836
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 07 Jun 2024
No
AF6836
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 07 Jun 2024
No
AF6836
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Mar 2023 - 24 May 2024
No
AF6836
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Mar 2023 - 24 May 2024
No
AF6836
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Mar 2023 - 24 May 2024
No
AF6836
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Nov 2020 - 28 Feb 2021
No
AF6836
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Nov 2020 - 28 Feb 2021
No
AF6836
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Nov 2020 - 28 Feb 2021
No
AF6836
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Sep 2020 - 21 Sep 2020
No
AF6836
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Sep 2020 - 21 Sep 2020
No
AF6836
DAH SING BANK, LIMITED
Type 1: dealing in securities
24 Mar 2018 - 01 Jul 2020
No
AF6836
DAH SING BANK, LIMITED
Type 4: advising on securities
24 Mar 2018 - 01 Jul 2020
No
AF6836
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
05 Jan 2018 - 05 Mar 2018
No
AF6836
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
05 Jan 2018 - 05 Mar 2018
No
AF6836
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Feb 2016 - 26 Sep 2017
No
AF6836
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Feb 2016 - 26 Sep 2017
No
AF6836
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Dec 2014 - 10 Jan 2016
No
AF6836
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Dec 2014 - 10 Jan 2016
No
AF6836
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Aug 2012 - 21 Nov 2014
No
AF6836
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Aug 2012 - 21 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.