Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, JUEYI
Chinese Name of Relevant Individual
王軼
HKMA Registration Number
AF6842
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2017 - 10 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2017 - 10 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
09 Feb 2017 - 10 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2015 - 20 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2015 - 20 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2014 - 03 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2014 - 03 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Jul 2014 - 03 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2012 - 27 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, JUEYI
:
Chinese Name of Relevant Individual
王軼
:
HKMA Registration Number
AF6842
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6842
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
09 Feb 2017 - 10 Feb 2019
No
AF6842
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
09 Feb 2017 - 10 Feb 2019
No
AF6842
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
09 Feb 2017 - 10 Feb 2019
No
AF6842
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Oct 2015 - 20 Oct 2016
No
AF6842
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Oct 2015 - 20 Oct 2016
No
AF6842
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
23 Jul 2014 - 03 Nov 2014
No
AF6842
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
23 Jul 2014 - 03 Nov 2014
No
AF6842
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
23 Jul 2014 - 03 Nov 2014
No
AF6842
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Aug 2012 - 27 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
