Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUK, KIN TAT
Chinese Name of Relevant Individual
陸健達
HKMA Registration Number
AF6859
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2014 - 14 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2014 - 14 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2012 - 12 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2012 - 12 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUK, KIN TAT
:
Chinese Name of Relevant Individual
陸健達
:
HKMA Registration Number
AF6859
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Feb 2023
No
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
09 Feb 2023
No
PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6859
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 09 Feb 2023
No
AF6859
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 09 Feb 2023
No
AF6859
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 May 2014 - 14 Jul 2019
No
AF6859
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 May 2014 - 14 Jul 2019
No
AF6859
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Aug 2012 - 12 Sep 2013
No
AF6859
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Aug 2012 - 12 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.