Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, TAK MAN
Chinese Name of Relevant Individual
羅𢔶渂
HKMA Registration Number
AF6861
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS ACCOUNT ACQUISITION
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS ACCOUNT ACQUISITION
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2022 - 25 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
29 Aug 2022 - 25 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2021 - 01 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2021 - 01 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2016 - 15 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Dec 2016 - 15 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2016 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2015 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2015 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2015 - 22 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2015 - 22 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2013 - 12 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2013 - 12 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, TAK MAN
:
Chinese Name of Relevant Individual
羅𢔶渂
:
HKMA Registration Number
AF6861
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Aug 2025
No
SALES, BUSINESS ACCOUNT ACQUISITION
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Aug 2025
No
SALES, BUSINESS ACCOUNT ACQUISITION
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6861
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 21 Aug 2025
No
AF6861
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 21 Aug 2025
No
AF6861
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 Aug 2022 - 25 Jun 2023
No
AF6861
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
29 Aug 2022 - 25 Jun 2023
No
AF6861
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
16 Nov 2021 - 01 Jul 2022
No
AF6861
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
16 Nov 2021 - 01 Jul 2022
No
AF6861
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Dec 2016 - 15 Sep 2021
No
AF6861
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Dec 2016 - 15 Sep 2021
No
AF6861
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Dec 2016 - 27 Mar 2018
No
AF6861
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 Oct 2015 - 11 Sep 2016
No
AF6861
DAH SING BANK, LIMITED
Type 4: advising on securities
07 Oct 2015 - 11 Sep 2016
No
AF6861
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
03 Jan 2015 - 22 Jul 2015
No
AF6861
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
03 Jan 2015 - 22 Jul 2015
No
AF6861
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Oct 2013 - 12 Nov 2014
No
AF6861
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Oct 2013 - 12 Nov 2014
No
AF6861
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Aug 2012 - 30 Jul 2013
No
AF6861
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Aug 2012 - 30 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.