Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, KAM FAI
Chinese Name of Relevant Individual
譚錦輝
HKMA Registration Number
AF6904
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2022 - 15 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2022 - 15 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Nov 2022 - 15 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2021 - 16 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2021 - 16 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2021 - 04 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2021 - 04 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2020 - 15 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2020 - 15 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2018 - 22 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2018 - 22 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 04 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2018 - 04 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2016 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2016 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, KAM FAI
:
Chinese Name of Relevant Individual
譚錦輝
:
HKMA Registration Number
AF6904
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6904
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Nov 2022 - 15 Jun 2023
No
AF6904
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Nov 2022 - 15 Jun 2023
No
AF6904
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Nov 2022 - 15 Jun 2023
No
AF6904
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
13 Oct 2021 - 16 Nov 2021
No
AF6904
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
13 Oct 2021 - 16 Nov 2021
No
AF6904
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
23 Feb 2021 - 04 Mar 2021
No
AF6904
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
23 Feb 2021 - 04 Mar 2021
No
AF6904
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 Apr 2020 - 15 Dec 2020
No
AF6904
DAH SING BANK, LIMITED
Type 4: advising on securities
29 Apr 2020 - 15 Dec 2020
No
AF6904
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
18 Oct 2018 - 22 Mar 2020
No
AF6904
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
18 Oct 2018 - 22 Mar 2020
No
AF6904
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2018 - 04 Aug 2018
No
AF6904
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2018 - 04 Aug 2018
No
AF6904
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
12 Jan 2016 - 28 Jan 2018
No
AF6904
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
12 Jan 2016 - 28 Jan 2018
No
AF6904
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jul 2015 - 14 Oct 2015
No
AF6904
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 Jul 2015 - 14 Oct 2015
No
AF6904
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Dec 2014 - 14 May 2015
No
AF6904
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Dec 2014 - 14 May 2015
No
AF6904
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Aug 2012 - 27 Oct 2014
No
AF6904
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Aug 2012 - 27 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.