Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, TSUI WA
Chinese Name of Relevant Individual
陳翠華
HKMA Registration Number
AF6905
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Oct 2018 - 31 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Oct 2018 - 31 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2018 - 07 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2015 - 06 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2014 - 27 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2012 - 27 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, TSUI WA
:
Chinese Name of Relevant Individual
陳翠華
:
HKMA Registration Number
AF6905
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6905
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
02 Oct 2018 - 31 Dec 2018
No
AF6905
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
02 Oct 2018 - 31 Dec 2018
No
AF6905
UBS AG
Type 1: dealing in securities
20 Apr 2018 - 07 Sep 2018
No
AF6905
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Nov 2015 - 06 Mar 2017
No
AF6905
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2014 - 27 Aug 2015
No
AF6905
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Aug 2012 - 27 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.