Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, LOK BUN
Chinese Name of Relevant Individual
盧樂彬
HKMA Registration Number
AF6906
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2019 - 24 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2019 - 24 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2016 - 18 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2016 - 18 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2012 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2012 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, LOK BUN
:
Chinese Name of Relevant Individual
盧樂彬
:
HKMA Registration Number
AF6906
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6906
BNP PARIBAS
Type 1: dealing in securities
06 Mar 2019 - 24 Dec 2020
No
AF6906
BNP PARIBAS
Type 4: advising on securities
06 Mar 2019 - 24 Dec 2020
No
AF6906
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Aug 2016 - 18 Dec 2018
No
AF6906
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Aug 2016 - 18 Dec 2018
No
AF6906
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Aug 2012 - 29 Jul 2016
No
AF6906
BARCLAYS BANK PLC
Type 4: advising on securities
16 Aug 2012 - 29 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.