Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, CHENG-CHENG
Chinese Name of Relevant Individual
陳正誠
HKMA Registration Number
AF6907
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2012 - 17 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2012 - 17 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2012 - 18 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2012 - 18 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, CHENG-CHENG
:
Chinese Name of Relevant Individual
陳正誠
:
HKMA Registration Number
AF6907
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6907
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Oct 2012 - 17 Oct 2012
No
AF6907
BARCLAYS BANK PLC
Type 4: advising on securities
16 Oct 2012 - 17 Oct 2012
No
AF6907
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Aug 2012 - 18 Aug 2012
No
AF6907
BARCLAYS BANK PLC
Type 4: advising on securities
16 Aug 2012 - 18 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.