Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ARORA, SAJAL
Chinese Name of Relevant Individual
HKMA Registration Number
AF6908
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2016 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2016 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2016 - 25 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2016 - 25 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2016 - 01 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
31 Mar 2016 - 01 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2016 - 11 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2016 - 11 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2015 - 11 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2015 - 11 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2013 - 26 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2013 - 26 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2012 - 17 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2012 - 17 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ARORA, SAJAL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF6908
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6908
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Aug 2016 - 19 Aug 2016
No
AF6908
BARCLAYS BANK PLC
Type 4: advising on securities
18 Aug 2016 - 19 Aug 2016
No
AF6908
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Jun 2016 - 25 Jun 2016
No
AF6908
BARCLAYS BANK PLC
Type 4: advising on securities
24 Jun 2016 - 25 Jun 2016
No
AF6908
BARCLAYS BANK PLC
Type 1: dealing in securities
31 Mar 2016 - 01 Apr 2016
No
AF6908
BARCLAYS BANK PLC
Type 4: advising on securities
31 Mar 2016 - 01 Apr 2016
No
AF6908
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Mar 2016 - 11 Mar 2016
No
AF6908
BARCLAYS BANK PLC
Type 4: advising on securities
09 Mar 2016 - 11 Mar 2016
No
AF6908
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Dec 2015 - 11 Dec 2015
No
AF6908
BARCLAYS BANK PLC
Type 4: advising on securities
09 Dec 2015 - 11 Dec 2015
No
AF6908
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Jul 2013 - 26 Jul 2013
No
AF6908
BARCLAYS BANK PLC
Type 4: advising on securities
24 Jul 2013 - 26 Jul 2013
No
AF6908
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Aug 2012 - 17 Aug 2012
No
AF6908
BARCLAYS BANK PLC
Type 4: advising on securities
16 Aug 2012 - 17 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.