Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, ZIHE
Chinese Name of Relevant Individual
劉子赫
HKMA Registration Number
AF6929
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2021 - 29 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Jul 2021 - 29 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2012 - 03 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Aug 2012 - 03 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, ZIHE
:
Chinese Name of Relevant Individual
劉子赫
:
HKMA Registration Number
AF6929
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6929
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Jul 2021 - 29 Nov 2024
No
AF6929
BARCLAYS BANK PLC
Type 6: advising on corporate finance
07 Jul 2021 - 29 Nov 2024
No
AF6929
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Aug 2012 - 03 Jun 2014
No
AF6929
BARCLAYS BANK PLC
Type 6: advising on corporate finance
17 Aug 2012 - 03 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.