Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HOFER, STEFAN PAUL
Chinese Name of Relevant Individual
家帝文
HKMA Registration Number
AF6939
Other HKMA Registration Number(s)
AG5481
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CHIEF INVESTMENT STRATEGIST
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
04 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CHIEF INVESTMENT STRATEGIST
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CHIEF INVESTMENT STRATEGIST
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
04 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CHIEF INVESTMENT STRATEGIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 04 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 04 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2017 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
06 Jul 2017 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2017 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
06 Jul 2017 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2014 - 07 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2014 - 07 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2012 - 23 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2012 - 23 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HOFER, STEFAN PAUL
:
Chinese Name of Relevant Individual
家帝文
:
HKMA Registration Number
AF6939
:
Other HKMA Registration Number(s)
AG5481
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
04 Mar 2023
No
CHIEF INVESTMENT STRATEGIST
LGT BANK AG
Type 2: dealing in futures contracts
04 Mar 2023
No
CHIEF INVESTMENT STRATEGIST
LGT BANK AG
Type 4: advising on securities
04 Mar 2023
No
CHIEF INVESTMENT STRATEGIST
LGT BANK AG
Type 5: advising on futures contracts
04 Mar 2023
No
CHIEF INVESTMENT STRATEGIST
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6939
LGT BANK AG
Type 1: dealing in securities
Since 04 Mar 2023
No
AF6939
LGT BANK AG
Type 2: dealing in futures contracts
Since 04 Mar 2023
No
AF6939
LGT BANK AG
Type 4: advising on securities
Since 04 Mar 2023
No
AF6939
LGT BANK AG
Type 5: advising on futures contracts
Since 04 Mar 2023
No
AG5481
LGT BANK AG
Type 1: dealing in securities
06 Jul 2017 - 18 Feb 2022
No
AG5481
LGT BANK AG
Type 2: dealing in futures contracts
06 Jul 2017 - 18 Feb 2022
No
AG5481
LGT BANK AG
Type 4: advising on securities
06 Jul 2017 - 18 Feb 2022
No
AG5481
LGT BANK AG
Type 5: advising on futures contracts
06 Jul 2017 - 18 Feb 2022
No
AG5481
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
12 Nov 2014 - 07 Oct 2015
No
AG5481
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
12 Nov 2014 - 07 Oct 2015
No
AF6939
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
17 Aug 2012 - 23 Oct 2014
No
AF6939
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
17 Aug 2012 - 23 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.