Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, TAT SANG
Chinese Name of Relevant Individual
關達生
HKMA Registration Number
AF6952
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2021 - 31 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2021 - 31 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2021 - 31 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2021 - 31 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2018 - 05 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2018 - 05 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2018 - 05 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2018 - 05 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2014 - 27 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2014 - 27 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2012 - 13 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2012 - 13 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, TAT SANG
:
Chinese Name of Relevant Individual
關達生
:
HKMA Registration Number
AF6952
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6952
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Aug 2021 - 31 Jul 2024
No
AF6952
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Aug 2021 - 31 Jul 2024
No
AF6952
CITIBANK, N.A.
Type 1: dealing in securities
24 Aug 2021 - 31 Jul 2024
No
AF6952
CITIBANK, N.A.
Type 4: advising on securities
24 Aug 2021 - 31 Jul 2024
No
AF6952
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
27 Jun 2018 - 05 Jul 2021
No
AF6952
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
27 Jun 2018 - 05 Jul 2021
No
AF6952
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2018 - 05 Jun 2018
No
AF6952
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Mar 2018 - 05 Jun 2018
No
AF6952
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Aug 2014 - 27 Jan 2018
No
AF6952
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Aug 2014 - 27 Jan 2018
No
AF6952
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
18 Aug 2012 - 13 Jun 2014
No
AF6952
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
18 Aug 2012 - 13 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.