Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, YU-CHUN
Chinese Name of Relevant Individual
劉兪君
HKMA Registration Number
AF6958
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2017 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2017 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2012 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2012 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
18 Aug 2012 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, YU-CHUN
:
Chinese Name of Relevant Individual
劉兪君
:
HKMA Registration Number
AF6958
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6958
CTBC BANK CO., LTD.
Type 1: dealing in securities
21 Apr 2017 - 26 Jul 2019
No
AF6958
CTBC BANK CO., LTD.
Type 4: advising on securities
21 Apr 2017 - 26 Jul 2019
No
AF6958
ABN AMRO BANK N.V.
Type 1: dealing in securities
18 Aug 2012 - 19 Aug 2016
No
AF6958
ABN AMRO BANK N.V.
Type 4: advising on securities
18 Aug 2012 - 19 Aug 2016
No
AF6958
ABN AMRO BANK N.V.
Type 9: asset management
18 Aug 2012 - 18 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.