Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, WAI MING RICKIE
Chinese Name of Relevant Individual
陳偉名
HKMA Registration Number
AF6981
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Feb 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING, GREATER CHINA
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Feb 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING, GREATER CHINA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF SINGAPORE LIMITED
SFC CE number
ALB135
Business Address
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2024 - 10 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2024 - 10 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2015 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2015 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2014 - 19 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2014 - 19 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2012 - 29 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2012 - 29 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, WAI MING RICKIE
:
Chinese Name of Relevant Individual
陳偉名
:
HKMA Registration Number
AF6981
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
22 Feb 2024
Yes
HEAD OF PRIVATE BANKING, GREATER CHINA
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
22 Feb 2024
Yes
HEAD OF PRIVATE BANKING, GREATER CHINA
Name of Registered Institution
SFC CE number
Business Address
BANK OF SINGAPORE LIMITED
ALB135
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF6981
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
Since 11 Apr 2024
Yes
AF6981
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
Since 11 Apr 2024
Yes
AF6981
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
22 Feb 2024 - 10 Apr 2024
No
AF6981
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
22 Feb 2024 - 10 Apr 2024
No
AF6981
CREDIT SUISSE AG
Type 1: dealing in securities
20 Oct 2015 - 17 Jan 2024
Yes
AF6981
CREDIT SUISSE AG
Type 4: advising on securities
20 Oct 2015 - 17 Jan 2024
Yes
AF6981
CREDIT SUISSE AG
Type 1: dealing in securities
20 Feb 2014 - 19 Oct 2015
No
AF6981
CREDIT SUISSE AG
Type 4: advising on securities
20 Feb 2014 - 19 Oct 2015
No
AF6981
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Aug 2012 - 29 Oct 2013
No
AF6981
BARCLAYS BANK PLC
Type 4: advising on securities
21 Aug 2012 - 29 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.